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Compliance Policy & Regulatory Specialist


Any Industry
Source: uWorkin


MyState Limited has embraced the Three Lines of Defence Model, which provides a simple and effective way to assign roles and accountabilities within the risk framework. The position of Compliance Policy & Regulatory Specialist is categorised as a second line of defence position, which is meant to facilitate and monitor the implementation of effective compliance risk management practices by the 1st line, including but not limited to monitoring various specific risks such as;

· Compliance program, management, development and improvement;

· Complaints management including liaising with AFCA;

· Compliance Analysis and Reporting;

· Embedding Risk and Compliance Culture; and

· Compliance and Legal Team Support.

The successful applicant will have:

· Demonstrated general knowledge of relevant industry codes of practice and legislation

· Demonstrated knowledge of compliance practices and process

· Professional presentation and manner

· Time management skills

· Minimum of 5 years’ experience in Compliance, Legal Financial Services or related service industry

· Knowledge of financial services legislation, specifically the Corporations Act and regulatory and reporting bodies

· Legal qualifications and/or experience desirable but not essential

About us

You might know us as Tasmania’s local bank MyState, however our group also includes TPT Wealth. Employing 350 people and offering products and services nationally, MyState Limited is growing in and outside of Tasmania!

We’re one of the few banks in Australia to offer Apple, Google, Garmin, Fitbit, and Samsung Pay options to our customers and we’re one of the earliest adopters of PayID and the New Payment Platform. A digital bank driven by innovation, you’ll be joining us at an exciting time as we seek to continue to blaze a trail in modern day banking.

To request a position description or for any further information, please contact Recruitment@MyState.com.au. To apply, click “Apply Now” by Midnight 3 May 2021.

Employment with MyState is subject to a Bankruptcy, Police and Credit check to verify your suitability to work within the finance sector. We are a 2021 Circle Back Initiative Employer – We commit to respond to every applicant.